Filing Details
- Accession Number:
- 0001209191-13-034981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-02 17:06:07
- Reporting Period:
- 2013-07-02
- Filing Date:
- 2013-07-02
- Accepted Time:
- 2013-07-02 17:06:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1509190 | Aratana Therapeutics Inc. | PETX | Pharmaceutical Preparations (2834) | 383826477 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1134655 | Ansbert Gadicke | C/O Mpm Asset Management 200 Clarendon Street, 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1134657 | Luke Evnin | C/O Mpm Asset Management 200 Clarendon Street, 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1180429 | M Vaughn Kailian | C/O Mpm Asset Management 200 Clarendon Street, 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1356950 | Paul James Scopa | C/O Mpm Asset Management 601 Gateway Boulevard, Suite 350 South San Francisco CA 94080 | No | No | Yes | No | |
1473930 | Todd Foley | C/O Mpm Asset Management 200 Clarendon Street, 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1482714 | Mpm Bioventures V Gp Llc | C/O Mpm Asset Management 200 Clarendon Street, 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1482715 | Mpm Bioventures V Llc | C/O Mpm Asset Management 200 Clarendon Street, 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1482716 | Mpm Bioventures V, L.p. | C/O Mpm Asset Management 200 Clarendon Street, 54Th Floor Boston MA 02116 | No | No | Yes | No | |
1541412 | Mpm Asset Management Investors Bv5 Llc | C/O Mpm Asset Management 200 Clarendon Street, 54Th Floor Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-02 | 2,406,739 | $0.00 | 2,823,173 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-02 | 802,246 | $0.00 | 3,625,419 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-02 | 225,631 | $0.00 | 3,851,050 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-02 | 500,000 | $6.00 | 4,351,050 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2013-07-02 | 4,000,000 | $0.00 | 2,406,739 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2013-07-02 | 1,333,333 | $0.00 | 802,246 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2013-07-02 | 375,000 | $0.00 | 225,631 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The shares are held as follows: 2,316,738 by MPM BioVentures V, L.P. ("BV V") and 90,001 by MPM Asset Management Investors BV5 LLC ("AM BV5"). MPM BioVentures V GP LLC and MPM BioVentures V LLC ("BV LLC") are the direct and indirect general partners of BV V and BV LLC is the manager of AM BV5. Ansbert Gadicke, Luke Evnin, Vaughn M. Kailian, James Paul Scopa, Todd Foley and John Vander Vort are the members of BV LLC. Mr. Vander Vort is a director of the Issuer and has separately filed a Form 4. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its respective pecuniary interest therein.
- Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into 0.6016847 of a share of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. The shares had no expiration date.
- Immediately prior to the closing of the Issuer's initial public offering, the Issuer issued shares of its Common Stock to the holders of its Series A, B and C Preferred Stock in satisfaction of accumulated and unpaid dividends. Includes the following shares: 226,794 by BV V and 9,135 by AM BV5.
- The shares are held as follows: 2,717,287 by BV V and 105,886 by AM BV5. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its respective pecuniary interest therein.
- The shares are held as follows: 772,246 by BV V and 30,000 by AM BV5. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its respective pecuniary interest therein.
- The shares are held as follows: 3,489,533 by BV V and 135,886 by AM BV5. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its respective pecuniary interest therein.
- The shares are held as follows: 217,194 by BV V and 8,437 by AM BV5. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its respective pecuniary interest therein.
- The shares are held as follows: 3,706,727 by BV V and 144,323 by AM BV5. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its respective pecuniary interest therein.
- The shares were purchased as follows: 481,302 by BV V and 18,698 by AM BV5.
- The shares are held as follows: 4,188,029 by BV V and 163,021 by AM BV5. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its respective pecuniary interest therein.
- The shares of Series A Preferred Stock were held as follows: 3,850,418 by BV V and 149,582 by AM BV5. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its respectivepecuniary interest therein.
- Immediately.
- Not applicable.
- The shares of Series B Preferred Stock were held as follows: 1,283,473 by BV V and 49,860 by AM BV5. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its respectivepecuniary interest therein.
- The shares of Series C Preferred Stock were held as follows: 360,977 by BV V and 14,023 by AM BV5. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its respectivepecuniary interest therein.