Filing Details
- Accession Number:
- 0000791519-13-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-02 16:49:13
- Reporting Period:
- 2013-06-28
- Filing Date:
- 2013-07-02
- Accepted Time:
- 2013-07-02 16:49:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791519 | Staples Inc | SPLS | Retail-Miscellaneous Shopping Goods Stores (5940) | 042896127 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183208 | Demos Parneros | Five Hundred Staples Drive Framingham MA 01702 | President, Na Stores & Online | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-28 | 75,000 | $12.88 | 208,203 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-28 | 75,000 | $16.00 | 133,203 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-01 | 7,089 | $16.04 | 126,114 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-07-01 | 4,887 | $16.04 | 121,227 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-07-01 | 21,141 | $0.00 | 101,174 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2013-07-01 | 21,141 | $0.00 | 359,115 | No | 4 | J | Indirect | Demos Parneros Rev TR |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | Demos Parneros Rev TR |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase | Disposition | 2013-06-28 | 75,000 | $0.00 | 75,000 | $12.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-07-01 | 2013-07-31 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Unit SERP | $0.00 | 2,581 | 2,581 | Direct | ||
Common Stock | Phantom Stock Unit 401(k) | $0.00 | 2,705 | 2,705 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,581 | 2,581 | Direct | |
2,705 | 2,705 | Direct |
Footnotes
- Transfer from a direct holding to indirect holding.
- ESPP - Adjusted to reflect additional shares acquired through reporting person's participation in Staples Employee Stock Purchase Plan.
- Phantom Stock Units are held in a SERP and are payable in cash following termination of employment. Number of underlying shares of common stock are based on June 28, 2013 account statement.
- See Table II, Column 2
- Phantom Stock Units are held in a 401k and are payable in cash following termination of employment. Number of underlying shares of common stock are based on June 28, 2013 account statement.