Filing Details
- Accession Number:
- 0001218326-13-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-02 16:20:54
- Reporting Period:
- 2013-07-01
- Filing Date:
- 2013-07-02
- Accepted Time:
- 2013-07-02 16:20:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218326 | Paul Ricci | One Wayside Road Burlington MA 01803 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-01 | 25,000 | $7.57 | 4,000,944 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-01 | 25,000 | $18.90 | 3,975,944 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-01 | 25,000 | $7.57 | 4,000,944 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-01 | 25,000 | $18.85 | 3,975,944 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-01 | 50,000 | $7.57 | 4,025,944 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-01 | 50,000 | $18.80 | 3,975,944 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-01 | 50,000 | $7.57 | 4,025,944 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-01 | 50,000 | $18.70 | 3,975,944 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-01 | 50,000 | $7.57 | 4,025,944 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-01 | 50,000 | $18.60 | 3,975,944 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-01 | 33,334 | $7.57 | 4,009,278 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-01 | 33,334 | $18.45 | 3,975,944 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-07-01 | 25,000 | $0.00 | 25,000 | $7.57 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-07-01 | 25,000 | $0.00 | 25,000 | $7.57 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-07-01 | 50,000 | $0.00 | 50,000 | $7.57 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-07-01 | 50,000 | $0.00 | 50,000 | $7.57 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-07-01 | 50,000 | $0.00 | 50,000 | $7.57 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-07-01 | 33,334 | $0.00 | 33,334 | $7.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
208,334 | 2007-08-11 | 2013-08-11 | No | 4 | M | Direct |
183,334 | 2007-08-11 | 2013-08-11 | No | 4 | M | Direct |
133,334 | 2007-08-11 | 2013-08-11 | No | 4 | M | Direct |
83,334 | 2007-08-11 | 2013-08-11 | No | 4 | M | Direct |
33,334 | 2007-08-11 | 2013-08-11 | No | 4 | M | Direct |
0 | 2007-08-11 | 2013-08-11 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a 10b5-1 Sales Plan adopted on September 21, 2012.
- This option vests over a three-year period in equal installments of 1/3 on each grant anniversary date.