Filing Details
- Accession Number:
- 0000874214-13-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-02 16:08:55
- Reporting Period:
- 2013-06-28
- Filing Date:
- 2013-07-02
- Accepted Time:
- 2013-07-02 16:08:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874214 | Ann Inc. | ANN | Retail-Women's Clothing Stores (5621) | 133499319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187144 | Gary Muto | C/O Ann Inc. 7 Times Square New York NY 10036 | Brand President, Loft | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-28 | 16,250 | $7.99 | 187,982 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-28 | 16,250 | $33.55 | 171,732 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-28 | 50,000 | $14.08 | 221,732 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-28 | 50,000 | $33.40 | 171,732 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-06-28 | 16,250 | $0.00 | 16,250 | $7.99 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-06-28 | 50,000 | $0.00 | 50,000 | $14.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-11-11 | No | 4 | M | Direct | |
| 0 | 2019-09-01 | No | 4 | M | Direct |
Footnotes
- Includes holdings of approximately 8,920 shares in the Company's Associate Discount Stock Purchase Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.39 to $33.63, inclusive. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide to ANN INC., any security holder of ANN INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.22 to $33.57, inclusive.
- These options vested on November 11, 2012.
- 1/3 of the options vested on each September 1, 2010, 2011 and 2012.
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