Filing Details
- Accession Number:
- 0001140361-13-027100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-02 15:19:22
- Reporting Period:
- 2013-06-30
- Filing Date:
- 2013-07-02
- Accepted Time:
- 2013-07-02 15:19:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921557 | Republic Bancorp Inc | RBCAA | State Commercial Banks (6022) | 610862051 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1078587 | Steve Trager | 601 West Market Street Louisville KY 40202 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2013-06-30 | 0 | $0.00 | 5,407,885 | No | 4 | S | Indirect | By Teebank Family Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Teebank Family Limited Partnership |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2013-06-30 | 0 | $0.00 | 0 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 709,057 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 81,276 | Direct | |
| Class A Common Stock | 387,604 | Indirect | By Jaytee Properties Limited Partnership |
| Class A Common Stock | 7,478 | Indirect | By Spouse |
| Class A Common Stock | 15,001 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 86,850 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 17,014 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 1,215 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 86,850 | Indirect | |
| 0 | 17,014 | Direct | |
| 0 | 1,215 | Indirect |
Footnotes
- Jaytee Properties Limited Partnership is a family limited partnership of which the reporting person is a general partner and a limited partner and of which trusts for the benefit of, among others, the reporting person and the reporting person's 2 children are limited partners. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Teebank Family Limited Partnership ("Teebank") is a family limited partnership of which the reporting person is a general partner and a limited partner and of which trusts for the benefit of, among others, the reporting person and the reporting person's 2 children are limited partners. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The reporting person is sole trustee and a beneficiary of a trust ("Trust 1") that holds Teebank limited partnership interests. The reporting person is also sole trustee of two additional trusts, the sole beneficiaries of which are the reporting persons' 2 children ("Trust 2" and "Trust 3," respectively). Effective 06/30/13, Trust 1 sold $2.625 million in Teebank limited partnership interests to each of Trust 2 and Trust 3. Effective on that same date, Trust 1 sold an additional $5.25 million worth of Teebank limited partnership interests to trusts in which the reporting person does not have any pecuniary interest.
- The amount of securities disclosed in Table 1, Column 5 and Table II, Column 9 is the number beneficially owned immediately before the transaction which is the subject of this report. As of the reporting date, Teebank has engaged a valuation firm to conduct an appraisal of its limited partnership units. The reporting person expects to file an amendment to this report upon receipt of the appraisal to update the amount of securities disclosed at Table 1, Column 5 and Table II, Column 9, and to disclose the number and value of the issuer securities that were sold to the trusts in which the reporting person does not have a pecuniary interest. The reporting person will continue to report his pecuniary interest in the shares represented by the Teebank limited partnership interests sold to Trust 2 and Trust 3.
- The reporting person disclaims beneficial ownership of these securities and the report shall not be deemed an admission that the reporting person is the beneficial owner of such securities.
- On December 31, 2012, the issuer dissolved its ESOP and rolled 7,428.277 shares (that were previously reported as being held indirectly through the ESOP) into the reporting person's 401(k).
- Conversion from Class B Common Stock to Class A Common Stock is on a share-for-share basis.
- Immediate.
- None.
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