Filing Details
- Accession Number:
- 0001354488-13-003765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-02 14:42:21
- Reporting Period:
- 2013-06-28
- Filing Date:
- 2013-07-02
- Accepted Time:
- 2013-07-02 14:42:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054274 | Alliqua Inc. | ALQA | Surgical & Medical Instruments & Apparatus (3841) | 582349413 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1563432 | Ian David Johnson | C/O Alliqua, Inc. 850 3Rd Avenue, Suite 1801 New York NY 10022 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-28 | 617,284 | $0.00 | 1,234,568 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2013-06-28 | 617,284 | $0.00 | 617,284 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 617,284 | 2013-06-28 | 2018-06-28 | No | 4 | A | Direct |
Footnotes
- Mr. Johnson purchased, as part of a private placement transaction on June 28, 2013, 617,284 units at a price per unit of $0.081, with each unit consisting of 1 share of common stock and a warrant to purchase 1 share of common stock at an exercise price of $0.097 per share.
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