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Home > Insider Trading > Filing (0001354488-13-003764)

Filing Details

Accession Number:: 0001354488-13-003764
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-07-02 14:42:15
Reporting Period:: 2013-06-28

Filing Date:: 2013-07-02
Accepted Time:: 2013-07-02 14:42:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1054274	Alliqua Inc.	ALQA	Surgical & Medical Instruments & Apparatus (3841)	582349413

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1509308	D. Kenneth Pearsen	850 Third Avenue Suite 1801 New York NY 10022		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-06-28	123,457	$0.00	123,457	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrants (right to buy)	Acquisiton	2013-06-28	123,457	$0.00	123,457	$0.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
123,457	2013-06-28	2018-06-28	No	4	A	Direct

Footnotes

Dr. Pearsen purchased, as part of a private placement transaction on June 28, 2013, 123,457 units at a price per unit of $0.081, with each unit consisting of 1 share of common stock and a warrant to purchase 1 share of common stock at an exercise price of $0.097 per share.