Home > Insider Trading > Filing (0001225208-13-015351)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BF'B	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1351766	Mccauley J Brown	850 Dixie Highway Louisville KY 40210		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common	Acquisiton	2013-06-28	3,933	$67.56	3,933	No	4	P	Indirect	Williams Trust
Class A Common	Acquisiton	2013-07-01	1,456	$67.98	5,389	No	4	P	Indirect	Williams Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Williams Trust
No	4	P	Indirect	Williams Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	5,227	Direct
Class B Common	68,290	Direct
Class B Common	6,093	Indirect	By 401k
Class A Common	907,663	Indirect	By Brown Ventures, LLC
Class B Common	124,519	Indirect	By Brown Ventures, LLC
Class A Common	6,282	Indirect	By Children
Class B Common	589	Indirect	By Children
Class A Common	107,246	Indirect	By JMB Irrev Trust
Class A Common	176,898	Indirect	By MAE LLC
Class B Common	11,314	Indirect	By Spouse
Class A Common	6,125	Indirect	By Spouse Irrev Trust
Class A Common	3,925	Indirect	By Spray Trust
Class A Common	1,000	Indirect	Crummey Trust
Class A Common	148,439	Indirect	GRAT
Class A Common	71,249	Indirect	Spouse GRAT

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Restricted Stock Units	$0.00	2014-04-30	917	917	Direct
Class B Common	Restricted Stock Units	$0.00	2015-04-30	778	778	Direct
Class B Common	Restricted Stock Units	$0.00	2016-04-30	254	254	Direct

Amount	Remaning Holdings	Nature of Ownership
917	917	Direct
778	778	Direct
254	254	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $67.45 to $67.75, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding teh number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $67.80 to $68.10, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The Restricted Stock Units were granted on July 22, 2010, and vest April 30, 2014.
The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.
The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.