Filing Details
- Accession Number:
- 0001209191-13-034478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-01 19:50:28
- Reporting Period:
- 2013-07-01
- Filing Date:
- 2013-07-01
- Accepted Time:
- 2013-07-01 19:50:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1401708 | Nanostring Technologies Inc | NSTG | Biological Products, (No Disgnostic Substances) (2836) | 200094687 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1431437 | Clarus Ventures Ii, Llc | C/O Of Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1431439 | Clarus Ventures Ii Gp, L.p. | C/O Of Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1431443 | Clarus Lifesciences Ii, L.p. | C/O Of Clarus Ventures, Llc 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-01 | 2,249,053 | $0.00 | 2,249,053 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-01 | 812,045 | $0.00 | 3,061,098 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-01 | 148,342 | $0.00 | 3,209,440 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-01 | 750,000 | $10.00 | 3,959,440 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Disposition | 2013-07-01 | 2,249,053 | $0.00 | 2,249,053 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2013-07-01 | 812,045 | $0.00 | 812,045 | $0.00 |
Common Stock | Series E Preferred Stock | Disposition | 2013-07-01 | 148,342 | $0.00 | 148,342 | $0.00 |
Common Stock | Serries D Preferred Warrant (Right to Buy) | Disposition | 2013-07-01 | 162,408 | $8.45 | 162,408 | $8.45 |
Common Stock | Common Stock Warrant (Right to Buy) | Acquisiton | 2013-07-01 | 162,408 | $8.45 | 162,408 | $8.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | 2018-11-01 | No | 4 | C | Direct | |
162,408 | 2018-11-01 | No | 4 | C | Direct |
Footnotes
- Clarus Ventures II GP, L.P. (the "GPLP"), as the sole general partner of Clarus Lifesciences II, L.P. ("Clarus"), may be deemed to beneficially own certain of the shares held of record by Clarus. The GPLP disclaims beneficial ownership of all shares held of record by Clarus in which the GPLP does not have an actual pecuniary interest. Clarus Ventures II, LLC (the "GPLLC"), as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by Clarus. The GPLLC disclaims beneficial ownership of all shares held of record by Clarus in which it does not have an actual pecuniary interest. Each of Nicholas Galakatos, a member of the board of directors, and Messrs. Henner, Liptak, Simon, Steinmetz and Wheeler, as individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by Clarus.
- Each of Messrs. Galakatos, Henner, Liptak, Simon, Steinmetz and Wheeler disclaims beneficial ownership of all shares held of record by Clarus in which he does not have an actual pecuniary interest.
- The Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- The Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock.