Filing Details
- Accession Number:
- 0001127602-13-021612
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-01 17:47:58
- Reporting Period:
- 2013-06-27
- Filing Date:
- 2013-07-01
- Accepted Time:
- 2013-07-01 17:47:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1570585 | Liberty Global Plc | LBTY | Cable & Other Pay Television Services (4841) | 981089808 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091974 | R H Charles Bracken | 38 Hans Crescent London X0 | Evp & Co-Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2013-06-27 | 25,860 | $19.64 | 25,860 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2013-06-27 | 15,802 | $73.81 | 10,058 | No | 4 | F | Direct | |
Class A Ordinary Shares | Disposition | 2013-06-28 | 10,058 | $73.79 | 0 | No | 4 | S | Direct | |
Class C Ordinary Shares | Acquisiton | 2013-06-27 | 25,860 | $18.60 | 25,860 | No | 4 | M | Direct | |
Class C Ordinary Shares | Disposition | 2013-06-27 | 15,821 | $69.53 | 10,039 | No | 4 | F | Direct | |
Class C Ordinary Shares | Disposition | 2013-06-28 | 10,039 | $69.59 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Stock Appreciation Rights A | Disposition | 2013-06-27 | 25,860 | $0.00 | 25,860 | $19.64 |
Class C Ordinary Shares | Stock Appreciation Rights C | Disposition | 2013-06-27 | 25,860 | $0.00 | 25,860 | $18.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-11-24 | No | 4 | M | Direct | |
0 | 2014-11-24 | No | 4 | M | Direct |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $73.761 to $73.881. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $69.56 to $69.671. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The SARs are immediately exercisable.