Filing Details
- Accession Number:
- 0001179110-13-011175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-01 17:18:19
- Reporting Period:
- 2013-06-27
- Filing Date:
- 2013-07-01
- Accepted Time:
- 2013-07-01 17:18:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1211351 | New York & Company Inc. | NWY | Retail-Women's Clothing Stores (5621) | 331031445 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1309032 | Sheamus Toal | 450 W. 33Rd Street 5Th Floor New York NY 10001 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-27 | 16,477 | $3.28 | 128,473 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-27 | 16,477 | $6.23 | 111,996 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-27 | 8,053 | $3.28 | 120,049 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-27 | 8,053 | $6.23 | 111,996 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-27 | 917 | $3.28 | 112,913 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-27 | 917 | $6.25 | 111,996 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-28 | 13,224 | $3.28 | 125,220 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-28 | 13,224 | $6.27 | 111,996 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Disposition | 2013-06-27 | 16,477 | $6.23 | 16,477 | $3.28 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2013-06-27 | 8,053 | $6.23 | 8,053 | $3.28 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2013-06-27 | 917 | $6.25 | 917 | $3.28 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2013-06-28 | 13,224 | $6.27 | 13,224 | $3.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-04-04 | No | 4 | M | Direct | |
| 0 | 2014-10-06 | No | 4 | M | Direct | |
| 0 | 2016-03-15 | No | 4 | M | Direct | |
| 0 | 2016-03-15 | No | 4 | M | Direct |
Footnotes
- Includes 47,272 shares of common stock; 14,612 vested deferred stock units; 7,192 deferred stock units which vest on August 14, 2015; 7,420 deferred stock units which vest on March 19, 2016; 15,500 shares of restricted stock which vest on April 15, 2014; and 20,000 shares of restricted stock which vest on April 16, 2015.
- These options became exercisable on June 29, 2011.
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