Filing Details
- Accession Number:
- 0001179110-13-011156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-01 16:40:05
- Reporting Period:
- 2013-07-01
- Filing Date:
- 2013-07-01
- Accepted Time:
- 2013-07-01 16:40:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1434868 | Esperion Therapeutics Inc. | ESPR | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1419701 | L.p. Partners Venture Longitude | 800 El Camino Real Suite 220 Menlo Park CA 94025 | No | No | Yes | No | |
1430719 | Longitude Capital Associates, L.p. | 800 El Camino Real Suite 220 Menlo Park CA 94025 | No | No | Yes | No | |
1430720 | Longitude Capital Partners, Llc | 800 El Camino Real Suite 220 Menlo Park CA 94025 | No | No | Yes | No | |
1431159 | Juliet Bakker Tammenoms | 800 El Camino Real Suite 220 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-01 | 1,683,967 | $0.00 | 1,683,967 | No | 4 | C | Indirect | By Longitude Venture Partners, L.P. |
Common Stock | Acquisiton | 2013-07-01 | 33,753 | $0.00 | 33,753 | No | 4 | C | Indirect | By Longitude Capital Associates, L.P. |
Common Stock | Acquisiton | 2013-07-01 | 212,418 | $14.00 | 1,896,385 | No | 4 | P | Indirect | By Longitude Venture Partners, L.P. |
Common Stock | Acquisiton | 2013-07-01 | 4,258 | $14.00 | 38,011 | No | 4 | P | Indirect | By Longitude Capital Associates, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Longitude Venture Partners, L.P. |
No | 4 | C | Indirect | By Longitude Capital Associates, L.P. |
No | 4 | P | Indirect | By Longitude Venture Partners, L.P. |
No | 4 | P | Indirect | By Longitude Capital Associates, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2013-07-01 | 1,683,967 | $0.00 | 1,683,967 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2013-07-01 | 33,753 | $0.00 | 33,753 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series A Preferred Stock was automatically converted into Common Stock on a 6.986-for-1 basis upon the closing of the Issuer's initial public offering without payment of further consideration and had no expiration date.
- This report is filed jointly by Longitude Capital Partners, LLC ("LCP"), Longitude Venture Partners, L.P. ("LVP"), Longitude Capital Associates, L.P. ("LCA") and Juliet Tammenoms Bakker ("Bakker"), all of whom share beneficial ownership of more than 10% of the capital stock of the Issuer. LVP is the record holder of 11,764,200 shares of Series A Preferred Stock, which will automatically convert into 1,683,967 shares of Common Stock upon the closing of the Issuer's initial public offering, and LCA is the record holder of 235,800 shares of Series A Preferred Stock, which will automatically convert into 33,753 shares of Common Stock upon the closing of the Issuer's initial public offering. LCP, as general partner of each of LVP and LCA, has the power to vote and dispose of securities held by each of them and may be deemed to have beneficial ownership of the shares owned by LVP and LCA. (Continued on Footnote 3.)
- Patrick G. Enright, who serves on the Board of Directors of the Issuer and files separate Section 16 filings relating to the Issuer, and Bakker are each managing members of LCP. Each of LCP and Bakker disclaims beneficial ownership of the securities of the Issuer held by LVP and LCA except to the extent of their respective pecuniary interest therein.