Filing Details
- Accession Number:
- 0001179110-13-011149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-01 16:36:12
- Reporting Period:
- 2013-07-01
- Filing Date:
- 2013-07-01
- Accepted Time:
- 2013-07-01 16:36:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1434868 | Esperion Therapeutics Inc. | ESPR | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253886 | G Patrick Enright | 800 El Camino Real Suite 220 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-01 | 1,683,967 | $0.00 | 1,683,967 | No | 4 | C | Indirect | By Longitude Venture Partners, L.P. |
Common Stock | Acquisiton | 2013-07-01 | 33,753 | $0.00 | 33,753 | No | 4 | C | Indirect | By Longitude Capital Associates, L.P. |
Common Stock | Acquisiton | 2013-07-01 | 212,418 | $14.00 | 1,896,385 | No | 4 | P | Indirect | By Longitude Venture Partners, L.P. |
Common Stock | Acquisiton | 2013-07-01 | 4,258 | $14.00 | 38,011 | No | 4 | P | Indirect | By Longitude Capital Associates, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Longitude Venture Partners, L.P. |
No | 4 | C | Indirect | By Longitude Capital Associates, L.P. |
No | 4 | P | Indirect | By Longitude Venture Partners, L.P. |
No | 4 | P | Indirect | By Longitude Capital Associates, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2013-07-01 | 1,683,967 | $0.00 | 1,683,967 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2013-07-01 | 33,753 | $0.00 | 33,753 | $0.00 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2013-07-01 | 21,471 | $0.00 | 21,471 | $14.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
21,471 | 2023-06-05 | No | 4 | A | Direct |
Footnotes
- The Series A Preferred Stock was automatically converted into Common Stock on a 6.986-for-1 basis upon the closing of the Issuer's initial public offering without payment of further consideration and had no expiration date.
- Mr. Enright is a managing member of Longitude Capital Partners, LLC ("Longitude Capital"). Longitude Capital, as general partner of each of Longitude Venture Partners, L.P. ("LVP") and Longitude Capital Associates, L.P. ("LCA"), has the power to vote and dispose of securities held by each of them and may be deemed to have beneficial ownership of the shares owned by LVP and LCA. Mr. Enright disclaims beneficial ownership of the shares held by the Longitude Capital entities, except to the extent of his pecuniary interest therein.
- The option vests in equal monthly installments over a three-year period beginning from April 19, 2013.