Home > Insider Trading > Filing (0001179110-13-011144)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1434868	Esperion Therapeutics Inc.	ESPR	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1198321	Farah Champsi	One Embarcadero Center 37Th Floor San Francisco CA 94111	No	No	Yes	No
1198330	P Guy Nohra	One Embarcadero Center, 37Th Floor San Francisco CA 94111	No	No	Yes	No
1399763	Alta Partners Viii, L.p.	One Embarcadero Center 37Th Floor San Francisco CA 94111	No	No	Yes	No
1399894	Alta Partners Management Viii, Llc	One Embarcadero Center 37Th Floor San Francisco CA 94111	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-07-01	1,816,475	$0.00	1,816,475	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2013-07-01	235,714	$14.00	2,052,189	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2013-07-01	1,816,475	$0.00	1,816,475	$0.00
Series A Preferred Stock	Warrant to Purchase Preferred Stock	Disposition	2013-07-01	497,666	$0.00	497,666	$1.00
Common Stock	Warrant to Purchase Common Stock	Acquisiton	2013-07-01	71,237	$0.00	71,237	$6.99

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		No	4	C	Indirect
0	2018-02-12	No	4	J	Indirect
71,237	2018-02-12	No	4	J	Indirect

Footnotes

The Series A Preferred Stock was automatically converted into Common Stock on a 6.986-for-1 basis upon the closing of the Issuer's initial public offering without payment of further consideration and had no expiration date.
These securities are held of record by Alta Partners VIII, L.P. ("APVIII"). Alta Partners Management VIII, LLC ("APMVIII") is the general partner of APVIII. Guy Nohra, Daniel Janney and Farah Champsi are managing directors of APMVIII and exercise shared voting and investment power with respect to the shares owned by APVIII. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his or its proportionate pecuniary interest therein. Mr. Janney, as a director of the Issuer, files Section 16 reports separately.
Upon the closing of the Issuer's initial public offering, this warrant to purchase shares of Series A Preferred Stock automatically converted on a 6.986-for-1 basis into a warrant to purchase shares of Common Stock, and the exercise price automatically adjusted accordingly. The transaction is listed solely for the purpose of reporting the change in the shares underlying the warrant and the change in exercise price.
The warrant is immediately exercisable.