Filing Details
- Accession Number:
- 0001225208-13-015030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-07-01 11:59:07
- Reporting Period:
- 2013-06-28
- Filing Date:
- 2013-07-01
- Accepted Time:
- 2013-07-01 11:59:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1016245 | J Stanley Bradshaw | 12300 Olive Boulevard St. Louis MO 63141 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-28 | 2,000 | $9.80 | 220,145 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-06-28 | 2,000 | $9.70 | 222,145 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-06-28 | 855 | $9.89 | 223,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-06-28 | 136 | $9.55 | 223,136 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 585 | Indirect | By Stock Award |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $11.25 | 2009-04-16 | 2018-04-16 | 30,000 | 30,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-04-16 | 30,000 | 30,000 | Direct |
Footnotes
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest on November 7, 2013.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
Billionaire Hedge Funds
