Filing Details

Accession Number:
0001181431-13-037307
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-28 17:56:15
Reporting Period:
2013-06-26
Filing Date:
2013-06-28
Accepted Time:
2013-06-28 17:56:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1537054 Gogo Inc. GOGO Communications Services, Nec (4899) 271650905
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1579480 B Jonathan Cobin 1250 N. Arlington Heights Road, Ste 500
Itasca IL 60143
Svp Strategy And Op Mgmt No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-26 2,717 $8.50 2,717 No 4 C Direct
Common Stock Disposition 2013-06-26 1 $17.00 2,716 No 4 D Direct
Common Stock Acquisiton 2013-06-26 1,000 $17.00 3,716 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 D Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Class A Senior Convertible Preferred Stock Disposition 2013-06-26 2 $0.00 2,717 $8.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-01-28 No 4 C Direct
Footnotes
  1. Reflects mandatory conversion of Class A Senior Convertible Preferred Stock into shares of common stock upon consummation of the issuer's initial public offering. The shares converted into a number of shares of common stock equal to (i) the applicable stated capital of each share of Class A Senior Convertible Preferred Stock multiplied by (ii) 2 and divided by (iii) $17.00, the IPO price. The Class A Senior Convertible Preferred Stock was entitled to dividends accrued through the consummation of the issuer's initial public offering, which have been satisfied by increasing the applicable stated capital. Shares issued on conversion reflect accrued dividends added to stated capital and other adjustments. Fractional shares of common stock are settled in cash. The shares of Class A Senior Convertible Preferred Stock were convertible upon issuance and had no expiration date.
  2. Represents fractional shares of common stock settled in cash.