Filing Details
- Accession Number:
- 0001181431-13-037306
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-28 17:55:59
- Reporting Period:
- 2013-06-26
- Filing Date:
- 2013-06-28
- Accepted Time:
- 2013-06-28 17:55:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1537054 | Gogo Inc. | GOGO | Communications Services, Nec (4899) | 271650905 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230004 | Michael Small | 1250 N. Arlington Heights Road, Ste 500 Itasca IL 60143 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-26 | 67,920 | $8.50 | 67,920 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2013-06-26 | 1 | $17.00 | 67,919 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2013-06-26 | 20,000 | $17.00 | 87,919 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | D | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Class A Senior Convertible Preferred Stock | Disposition | 2013-06-26 | 50 | $0.00 | 67,920 | $8.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-28 | No | 4 | C | Direct |
Footnotes
- Reflects mandatory conversion of Class A Senior Convertible Preferred Stock into shares of common stock upon consummation of the issuer's initial public offering. The shares converted into a number of shares of common stock equal to (i) the applicable stated capital of each share of Class A Senior Convertible Preferred Stock multiplied by (ii) 2 and divided by (iii) $17.00, the IPO price. The Class A Senior Convertible Preferred Stock was entitled to dividends accrued through the consummation of the issuer's initial public offering, which have been satisfied by increasing the applicable stated capital. Shares issued on conversion reflect accrued dividends added to stated capital and other adjustments. Fractional shares of common stock are settled in cash. The shares of Class A Senior Convertible Preferred Stock were convertible upon issuance and had no expiration date.
- Represents fractional shares of common stock settled in cash.
Billionaire Hedge Funds
