Filing Details

Accession Number:
0001396677-13-000045
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-28 17:52:34
Reporting Period:
2013-06-28
Filing Date:
2013-06-28
Accepted Time:
2013-06-28 17:52:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1050007 Nutraceutical International Corp NUTR Medicinal Chemicals & Botanical Products (2833) 870515089
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1079725 Ii W Frank Gay Nutracetical International Corp
1400 Kearns Blvd 2Nd Fl.
Park City UT 84060
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-28 10,849 $12.32 744,248 No 4 M Direct
Common Stock Disposition 2013-06-28 10,849 $20.25 733,399 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-06-28 10,849 $0.00 10,849 $12.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2013-12-17 No 4 M Direct
Footnotes
  1. Exercise of options expiring on December 17, 2013.
  2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on June 7, 2013.
  3. The option vested in six equal installments every six months beginning on June 17, 2004.