Filing Details
- Accession Number:
- 0001181431-13-037292
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-28 17:15:10
- Reporting Period:
- 2013-06-26
- Filing Date:
- 2013-06-28
- Accepted Time:
- 2013-06-28 17:15:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181559 | W Michael Zellner | 1380 Bordeaux Drive Sunnyvale CA 94089 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-26 | 26,421 | $4.98 | 88,465 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-26 | 26,421 | $6.15 | 62,044 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-27 | 73,579 | $4.98 | 135,623 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-27 | 73,579 | $6.24 | 62,044 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-06-26 | 26,421 | $0.00 | 26,421 | $4.98 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-06-27 | 73,579 | $0.00 | 73,579 | $4.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 73,579 | 2019-03-03 | No | 4 | M | Direct | |
| 0 | 2019-03-03 | No | 4 | M | Direct |
Footnotes
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $6.15 to $6.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Fully vested on December 31, 2012.
Billionaire Hedge Funds
