Filing Details
- Accession Number:
- 0001179110-13-011052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-28 16:35:43
- Reporting Period:
- 2013-06-26
- Filing Date:
- 2013-06-28
- Accepted Time:
- 2013-06-28 16:35:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1246215 | Mark Garrett | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Evp, Cfo & Asst. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-26 | 42,724 | $39.25 | 110,571 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-06-26 | 120,000 | $34.64 | 230,571 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-06-26 | 5,276 | $19.93 | 235,847 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-26 | 168,000 | $44.95 | 67,847 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-06-26 | 42,724 | $0.00 | 42,724 | $39.25 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-06-26 | 120,000 | $0.00 | 120,000 | $34.64 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-06-26 | 5,276 | $0.00 | 5,276 | $19.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-06-26 | 2014-02-15 | No | 4 | M | Direct |
| 0 | 2013-06-26 | 2015-01-24 | No | 4 | M | Direct |
| 0 | 2013-06-26 | 2016-01-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 50,000 | Indirect | by trust |
Footnotes
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 2, 2013.
- Shares held by the Garrett Living Trust, dtd 11/15/91 of which reporting person is a trustee.
- Options granted February 15, 2007 are fully vested and exercisable.
- Options granted January 24, 2008 are fully vested and exercisable.
- Options granted January 26, 2009 are fully vested and exercisable.
Billionaire Hedge Funds
