Filing Details
- Accession Number:
- 0001179110-13-011027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-28 13:36:03
- Reporting Period:
- 2013-06-25
- Filing Date:
- 2013-06-28
- Accepted Time:
- 2013-06-28 13:36:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232258 | Ltd. (Cayman) Investments Healthcare Hbm | Centennial Towers, 3Rd Floor 2454 West Bay Road Grand Cayman E9 00000 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-25 | 280,178 | $0.00 | 280,178 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-06-25 | 1,561,317 | $0.00 | 1,841,495 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-06-25 | 666,676 | $15.00 | 2,508,171 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series Four Senior Preferred Stock | Disposition | 2013-06-25 | 280,178 | $0.00 | 280,178 | $0.00 |
| Common Stock | Series Five Junior Preferred Stock | Disposition | 2013-06-25 | 1,561,317 | $0.00 | 1,561,317 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of issuer's Series Four Senior Preferred Stock converted into 1 share of the issuer's Common Stock on June 25, 2013 pursuant to an election by the holders of a majority of the shares of the issuer's preferred stock in connection with the closing of the issuer's firm commitment underwritten public offerng pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended (the "IPO") and had no expiration date.
- Each share of issuer's Series Five Junior Preferred Stock converted into 1 share of the issuer's Common Stock on June 25, 2013 pursuant to an election by the holders of a majority of the shares of the issuer's preferred stock in connection with the closing of the issuer's IPO and had no expiration date.
Billionaire Hedge Funds
