Filing Details
- Accession Number:
- 0001223112-13-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-27 17:02:50
- Reporting Period:
- 2013-06-27
- Filing Date:
- 2013-06-27
- Accepted Time:
- 2013-06-27 17:02:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1223112 | Ada-Es Inc | ADES | Miscellaneous Chemical Products (2890) | 841457335 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246366 | J Richard Schlager | 9135 S. Ridgeline Blvd., Suite 200 C/O Ada-Es, Inc. Highlands Ranch CO 80129 | Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-06-27 | 1,000 | $39.50 | 30,142 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-27 | 1,000 | $39.55 | 29,142 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares sold pursuant to an existing 10b5-1(c) plan.
- Of the amount shown, 19,523 are held in the qualified pension plan of the reporting person and 1,221 shares were issued pursuant to programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.