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Home > Insider Trading > Filing (0001209191-13-033953)

Filing Details

Accession Number:: 0001209191-13-033953
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-27 16:50:44
Reporting Period:: 2013-01-04

Filing Date:: 2013-06-27
Accepted Time:: 2013-06-27 16:50:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1173431	Td Ameritrade Holding Corp	AMTD	Security Brokers, Dealers & Flotation Companies (6211)	820543156

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1053120	Joe J Ricketts	C/O Hugo Llc, 1395 S. Platte River Drive Denver CO 80223		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-01-04	55,866	$0.00	39,799,423	No	5	G	Direct
Common Stock	Acquisiton	2013-01-04	55,866	$0.00	13,649,068	No	5	G	Indirect	By Spouse
Common Stock	Disposition	2013-01-04	55,866	$0.00	13,593,202	No	5	G	Indirect	By Spouse
Common Stock	Disposition	2013-02-13	38,750	$0.00	39,760,673	No	5	G	Direct
Common Stock	Acquisiton	2013-02-13	38,750	$0.00	13,631,952	No	5	G	Indirect	By Spouse
Common Stock	Disposition	2013-02-13	38,750	$0.00	13,593,202	No	5	G	Indirect	By Spouse
Common Stock	Disposition	2013-06-25	2,411,397	$24.00	37,349,276	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Indirect	By Spouse
No	5	G	Indirect	By Spouse
No	5	G	Direct
No	5	G	Indirect	By Spouse
No	5	G	Indirect	By Spouse
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	659,558	Indirect	By Spouse's Annuity Trust

Footnotes

Shares are held by an annuity trust, for which Mrs. Ricketts is the grantor and a beneficiary.