Filing Details

Accession Number:
0001140361-13-026544
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-27 16:10:41
Reporting Period:
2013-06-25
Filing Date:
2013-06-27
Accepted Time:
2013-06-27 16:10:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1347858 22Nd Century Group Inc. XXII.OB Cigarettes (2111) 980468420
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1508752 Joseph Pandolfino 9530 Main Street
Clarence NY 14031
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-06-25 102,600 $0.70 5,772,935 No 4 S Direct
Common Stock Disposition 2013-06-26 35,000 $0.70 5,737,935 No 4 S Direct
Common Stock Disposition 2013-06-27 60,000 $0.71 5,677,935 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant to Purchase $0.60 2012-11-09 2017-11-09 240,000 240,000 Direct
Common Stock Warrant to Purchase $0.60 2012-05-15 2017-05-15 12,000 12,000 Direct
Common Stock Warrant to Purchase $1.22 2012-02-08 2017-02-08 169,506 169,506 Direct
Common Stock Warrant to Purchase $2.66 2011-01-25 2016-01-26 1,585,779 1,585,779 Direct
Common Stock Warrant to Purchase $1.36 2011-01-25 2016-01-25 41,345 41,345 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-11-09 240,000 240,000 Direct
2017-05-15 12,000 12,000 Direct
2017-02-08 169,506 169,506 Direct
2016-01-26 1,585,779 1,585,779 Direct
2016-01-25 41,345 41,345 Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.68 to $0.715, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.70 to $0.71, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant agreement.