Filing Details
- Accession Number:
- 0001096906-13-001070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-26 16:49:10
- Reporting Period:
- 2013-06-21
- Filing Date:
- 2013-06-26
- Accepted Time:
- 2013-06-26 16:49:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318673 | Security National Financial Corp | SNFCA | Finance Services (6199) | 870345941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268844 | M Scott Quist | 7 Wanderwood Way Sandy UT 84092 | Chairman Of Board; Pres.; Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-06-21 | 3,300 | $7.00 | 179,196 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-06-24 | 3,200 | $7.00 | 175,996 | No | 4 | S | Direct | |
Class C Common Stock | Acquisiton | 2013-06-24 | 1,215,512 | $0.31 | 4,069,206 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-06-24 | 54,602 | $6.99 | 121,394 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class C Common Stock | Employee Stock Option (right to buy) | Disposition | 2009-12-04 | 1,215,512 | $0.31 | 1,215,512 | $0.31 |
Class C Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2005-03-25 | 1,034,219 | $0.25 | 1,034,219 | $0.25 |
Class C Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-12-03 | 1,157,625 | $0.17 | 1,157,625 | $0.17 |
Class C Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-12-02 | 1,102,500 | $0.13 | 1,102,500 | $0.13 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2012-04-13 | 105,000 | $1.63 | 105,000 | $1.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-03-04 | 2014-12-04 | No | 4 | M | Direct |
1,034,219 | 2005-03-25 | 2015-03-25 | No | 4 | A | Direct |
1,157,625 | 2011-03-03 | 2015-12-03 | No | 4 | A | Direct |
1,102,500 | 2012-03-02 | 2016-12-02 | No | 4 | A | Direct |
105,000 | 2012-07-13 | 2017-04-13 | No | 4 | A | Direct |
Footnotes
- Owned jointly by the reporting person and his wife. Does not include a total of 252,322 shares of Class A Common Stock and 413,513 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, the Deferred Compensation Plan, and Associated Investors.
- Owned jointly by the reporting person and his wife.
- This option was originally granted as an option for either 70,000 shares of Class A Common Stock at an exercise price of $3.51 per share or 700,000 shares of Class C Common Stock at an exercise price of $0.351 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 700,000 shares of Class C Common Stock at an exercise price of $0.351 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 17, 2006, February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
- This option was originally granted as an option for either 50,000 shares of Class A Common Stock at an exercise price of $4.24 per share or 500,000 shares of Class C Common Stock at an exercise price of $0.424 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 500,000 shares of Class C Common Stock at an exercise price of $0.424 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
- This option was originally granted as an option for either 100,000 shares of Class A Common Stock at an exercise price of $2.01 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.201 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.201 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
- This option was granted on December 2, 2011 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $1.43 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.143 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.143 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2012 and February 1, 2013. This option vests in four equal quarterly installments, beginning on March 2, 2012, until such shares are fully vested.
- This option was granted on April 13, 2012 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $1.34 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share, or any combination thereof. At such time as the 2003 Stock Option Plan is amended to provide for the issuance of an additional 1,000,000 shares of Class C Common Stock, the reporting person will elect to have the option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share This option reflects the reporting persons election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2013. The option vests in four equal quarterly installments of Class A Common Stock, beginning on July 13, 2012, until such shares are fully vested.