Filing Details
- Accession Number:
- 0001127602-13-021159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-26 12:01:54
- Reporting Period:
- 2013-06-24
- Filing Date:
- 2013-06-26
- Accepted Time:
- 2013-06-26 12:01:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822662 | Fidelity Southern Corp | LION | State Commercial Banks (6022) | 581416811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1115330 | Jr B James Miller | 3490 Piedmont Road Suite 1550 Atlanta GA 30305 | Chairman | Yes | Yes | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Acquisiton | 2013-06-24 | 7,703 | $4.60 | 2,588,356 | No | 4 | M | Direct | |
| Fidelity Southern Corporation - Common Stock | Disposition | 2013-06-24 | 7,703 | $12.01 | 2,580,653 | No | 4 | S | Direct | |
| Fidelity Southern Corporation - Common Stock | Acquisiton | 2013-06-25 | 10,888 | $4.60 | 2,591,541 | No | 4 | M | Direct | |
| Fidelity Southern Corporation - Common Stock | Disposition | 2013-06-25 | 10,888 | $12.20 | 2,580,653 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-24 | 7,703 | $0.00 | 7,703 | $4.60 |
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-25 | 10,888 | $0.00 | 10,888 | $4.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 42,297 | 2009-07-22 | 2013-07-22 | No | 4 | M | Direct |
| 31,409 | 2009-07-22 | 2013-07-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | 918 | Indirect | By 401(k) |
| Fidelity Southern Corporation - Common Stock | 11,573 | Indirect | By Grandchild - N.p. Miller |
| Fidelity Southern Corporation - Common Stock | 212,999 | Indirect | By Shares Held By Ltd Partnership |
| Fidelity Southern Corporation - Common Stock | 239,668 | Indirect | By Trust - Family |
| Fidelity Southern Corporation - Common Stock | 98,494 | Indirect | By Trust - Spouse Estate |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | $9.00 | 2013-12-21 | 2017-12-21 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-21 | 50,000 | 50,000 | Direct |
Footnotes
- Not Active Footnote - 8/26/04
- Purchased 2200.4284 shares of Fidelity Southern Corporation stock in the 401(k) Plan at various times and prices during 2004.
- Purchased 3,254 shares through Fidelity Southern Corporation 401(k) Plan @ various times and prices during 2003
- Exercisable: 1/3 on 7/22/09; 1/3 on 7/22/10; 1/3 on 7/22/11
- 16,667 on 12/21/2013; 16,666 on 12/21/2014; 16,666 on 12/21/2015
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