Filing Details
- Accession Number:
- 0001140361-13-026218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-25 16:30:19
- Reporting Period:
- 2013-06-25
- Filing Date:
- 2013-06-25
- Accepted Time:
- 2013-06-25 16:30:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904057 | G Paul Allen | 505 Fifth Avenue S. Suite 900 Seattle WA 98104 | Yes | No | No | No | |
1549517 | Vulcan Capital Venture Capital I Llc | 505 Fifth Avenue South Suite 900 Seattle WA 98104 | Yes | No | No | No | |
1549518 | Vulcan Capital Venture Capital Management I, Llc | 505 Fifth Avenue South Suite 900 Seattle WA 98104 | Yes | No | No | No | |
1549627 | Vulcan Ventures Inc. | 505 Fifth Avenue South, Suite 900 Seattle WA 98104 | Yes | No | No | No | |
1579538 | Vcvc Iii Llc | 505 Fifth Avenue South Suite 900 Seattle WA 98104 | Yes | No | No | No | |
1579539 | Vcvc Management Iii Llc | 505 Fifth Avenue South Suite 900 Seattle WA 98104 | Yes | No | No | No | |
1579540 | Cougar Investment Holdings Llc | 505 Fifth Avenue South Suite 900 Seattle WA 98104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-25 | 101,562 | $0.00 | 101,562 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-06-25 | 797,102 | $0.00 | 797,102 | No | 4 | C | Indirect | Vulcan Capital Venture Capital I LLC |
Common Stock | Acquisiton | 2013-06-25 | 286,401 | $0.00 | 286,401 | No | 4 | C | Indirect | VCVC III LLC |
Common Stock | Acquisiton | 2013-06-25 | 183,333 | $0.00 | 469,734 | No | 4 | C | Indirect | VCVC III LLC |
Common Stock | Acquisiton | 2013-06-25 | 333,333 | $15.00 | 803,067 | No | 4 | P | Indirect | VCVC III LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Indirect | Vulcan Capital Venture Capital I LLC |
No | 4 | C | Indirect | VCVC III LLC |
No | 4 | C | Indirect | VCVC III LLC |
No | 4 | P | Indirect | VCVC III LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series Five Junior Preferred Stock | Disposition | 2013-06-25 | 101,562 | $0.00 | 101,562 | $0.00 |
Common Stock | Series Five Junior Preferred Stock | Disposition | 2013-06-25 | 797,102 | $0.00 | 797,102 | $0.00 |
Common Stock | Series Five Junior Preferred Stock | Disposition | 2013-06-25 | 286,401 | $0.00 | 286,401 | $0.00 |
Common Stock | Series Four Senior Preferred Stock | Disposition | 2013-06-25 | 183,333 | $0.00 | 183,333 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the issuer's Series Five Junior Preferred Stock converted into 1 share of the issuer's Common Stock on June 25, 2013 pursuant to an election by the holders of a majority of the shares of the issuer's preferred stock in connection with the closing of the issuer's firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date.
- Vulcan Ventures Incorporated ("VVI") is wholly owned by Paul G. Allen, and Mr. Allen has sole voting and investment power over the shares held by VVI.
- VVI is the Managing Member of Vulcan Capital Venture Capital Management I LLC ("VCVC Management I"), which is the Manager of Vulcan Capital Venture Capital I LLC ("VCVC I"). Mr. Allen has sole voting and investment power over the shares held by VCVC I. VVI, VCVC Management I and Mr. Allen disclaim beneficial ownership over the securities held by VCVC I except to the extent of their respective pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- Cougar Investment Holdings LLC ("Cougar") is the Managing Member of VCVC Management III LLC ("VCVC Management III"), which is the Manager of VCVC III LLC ("VCVC III"). Cougar is wholly owned by Mr. Allen, and Mr. Allen has sole voting and investment power over the shares held by VCVC III. Cougar, VCVC Management III and Mr. Allen disclaim beneficial ownership over the securities held by VCVC III except to the extent of their respective pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- Each share of the issuer's Series Four Senior Preferred Stock converted into 1 share of the issuer's Common Stock on June 25, 2013 pursuant to an election by the holders of a majority of the shares of the issuer's preferred stock in connection with the closing of the issuer's IPO and had no expiration date.