Filing Details

Accession Number:
0001140361-13-026218
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-25 16:30:19
Reporting Period:
2013-06-25
Filing Date:
2013-06-25
Accepted Time:
2013-06-25 16:30:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1070081 Ptc Therapeutics Inc. PTCT Pharmaceutical Preparations (2834) 043416587
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904057 G Paul Allen 505 Fifth Avenue S.
Suite 900
Seattle WA 98104
Yes No No No
1549517 Vulcan Capital Venture Capital I Llc 505 Fifth Avenue South
Suite 900
Seattle WA 98104
Yes No No No
1549518 Vulcan Capital Venture Capital Management I, Llc 505 Fifth Avenue South
Suite 900
Seattle WA 98104
Yes No No No
1549627 Vulcan Ventures Inc. 505 Fifth Avenue South, Suite 900
Seattle WA 98104
Yes No No No
1579538 Vcvc Iii Llc 505 Fifth Avenue South
Suite 900
Seattle WA 98104
Yes No No No
1579539 Vcvc Management Iii Llc 505 Fifth Avenue South
Suite 900
Seattle WA 98104
Yes No No No
1579540 Cougar Investment Holdings Llc 505 Fifth Avenue South
Suite 900
Seattle WA 98104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-25 101,562 $0.00 101,562 No 4 C Direct
Common Stock Acquisiton 2013-06-25 797,102 $0.00 797,102 No 4 C Indirect Vulcan Capital Venture Capital I LLC
Common Stock Acquisiton 2013-06-25 286,401 $0.00 286,401 No 4 C Indirect VCVC III LLC
Common Stock Acquisiton 2013-06-25 183,333 $0.00 469,734 No 4 C Indirect VCVC III LLC
Common Stock Acquisiton 2013-06-25 333,333 $15.00 803,067 No 4 P Indirect VCVC III LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Indirect Vulcan Capital Venture Capital I LLC
No 4 C Indirect VCVC III LLC
No 4 C Indirect VCVC III LLC
No 4 P Indirect VCVC III LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series Five Junior Preferred Stock Disposition 2013-06-25 101,562 $0.00 101,562 $0.00
Common Stock Series Five Junior Preferred Stock Disposition 2013-06-25 797,102 $0.00 797,102 $0.00
Common Stock Series Five Junior Preferred Stock Disposition 2013-06-25 286,401 $0.00 286,401 $0.00
Common Stock Series Four Senior Preferred Stock Disposition 2013-06-25 183,333 $0.00 183,333 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of the issuer's Series Five Junior Preferred Stock converted into 1 share of the issuer's Common Stock on June 25, 2013 pursuant to an election by the holders of a majority of the shares of the issuer's preferred stock in connection with the closing of the issuer's firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date.
  2. Vulcan Ventures Incorporated ("VVI") is wholly owned by Paul G. Allen, and Mr. Allen has sole voting and investment power over the shares held by VVI.
  3. VVI is the Managing Member of Vulcan Capital Venture Capital Management I LLC ("VCVC Management I"), which is the Manager of Vulcan Capital Venture Capital I LLC ("VCVC I"). Mr. Allen has sole voting and investment power over the shares held by VCVC I. VVI, VCVC Management I and Mr. Allen disclaim beneficial ownership over the securities held by VCVC I except to the extent of their respective pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  4. Cougar Investment Holdings LLC ("Cougar") is the Managing Member of VCVC Management III LLC ("VCVC Management III"), which is the Manager of VCVC III LLC ("VCVC III"). Cougar is wholly owned by Mr. Allen, and Mr. Allen has sole voting and investment power over the shares held by VCVC III. Cougar, VCVC Management III and Mr. Allen disclaim beneficial ownership over the securities held by VCVC III except to the extent of their respective pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  5. Each share of the issuer's Series Four Senior Preferred Stock converted into 1 share of the issuer's Common Stock on June 25, 2013 pursuant to an election by the holders of a majority of the shares of the issuer's preferred stock in connection with the closing of the issuer's IPO and had no expiration date.