Filing Details
- Accession Number:
- 0001137411-13-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-25 12:21:33
- Reporting Period:
- 2013-06-24
- Filing Date:
- 2013-06-25
- Accepted Time:
- 2013-06-25 12:21:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-24 | 60,282 | $27.97 | 212,322 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-24 | 100 | $61.16 | 212,222 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 300 | $61.17 | 211,922 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 100 | $61.18 | 211,822 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 100 | $61.20 | 211,722 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 400 | $61.21 | 211,322 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 984 | $61.22 | 210,338 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 416 | $61.23 | 209,922 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 265 | $61.24 | 209,657 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 383 | $61.25 | 209,274 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 323 | $61.26 | 208,951 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 800 | $61.27 | 208,151 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 1,400 | $61.28 | 206,751 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 3,217 | $61.29 | 203,534 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 1,139 | $61.30 | 202,395 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 700 | $61.31 | 201,695 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 1,000 | $61.32 | 200,695 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 100 | $61.33 | 200,595 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 2,707 | $61.33 | 197,888 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 100 | $61.33 | 197,788 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 200 | $61.34 | 197,588 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 792 | $61.34 | 196,796 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 100 | $61.35 | 196,696 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 1,300 | $61.35 | 195,396 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 3,192 | $61.36 | 192,204 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 1,200 | $61.37 | 191,004 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 200 | $61.38 | 190,804 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-24 | 1,300 | $61.38 | 189,504 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-06-24 | 60,282 | $0.00 | 60,282 | $27.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,718 | 2013-11-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,886 | Indirect | By Savings Plan |
Common Stock | 21,950 | Indirect | By GRATs |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of June 1, 2013.
- Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three substantially equal installments on November 6, 2004, 2005 and 2006.