Filing Details
- Accession Number:
- 0001014776-13-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-25 11:50:58
- Reporting Period:
- 2013-06-24
- Filing Date:
- 2013-06-25
- Accepted Time:
- 2013-06-25 11:50:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793040 | Ellsworth Fund Ltd | ECF | (0) | 133345139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190029 | D Jane O'keeffe | C/O Dinsmore Capital Management Co. 65 Madison Ave Morristown NJ 07960 | President | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Beneficial Interest | Acquisiton | 2013-06-24 | 2,000 | $7.40 | 16,740 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Includes 212.1986 shares acquired on various dates in fiscal year 2013 under the ECF dividend reinvestment plan.
- In addition, the reporting person is the indirect beneficial owner of 4,175.1644 additional shares. These additional shares consist of:(i) 2,087.5822 shares held by her daughter, and(ii) 2,087.5822 shares held by a New Jersey Uniform Transfers to Minors Act trust for her son's benefit.