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Home > Insider Trading > Filing (0001193296-13-000005)

Filing Details

Accession Number:: 0001193296-13-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-25 11:40:08
Reporting Period:: 2013-06-25

Filing Date:: 2013-06-25
Accepted Time:: 2013-06-25 11:40:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
835324	S Y Bancorp Inc	SYBT	State Commercial Banks (6022)	611137529

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1193296	P David Heintzman	3019 Poppy Way Louisville KY 40206	Chairman & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-06-20	1,000	$0.00	99,639	No	4	G	Direct
Common Stock	Acquisiton	2013-06-20	1,000	$0.00	1,000	No	4	G	Indirect	By Adult Son
Common Stock	Disposition	2013-06-25	1,000	$24.00	0	No	4	S	Indirect	By Adult Son

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	G	Indirect	By Adult Son
No	4	S	Indirect	By Adult Son

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	23,499	Indirect	By 401k/ESOP - fbo David Heintman
Common Stock	4,041	Indirect	By Spouse

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option (Right to Buy)	$20.17	2004-06-16	2013-12-16	3,000	9,750	Direct
Common Stock	Option (Right to Buy)	$22.81	2005-06-14	2014-12-14	25,095	25,095	Direct
Common Stock	Option (Right to Buy)	$24.07	2006-07-17	2016-01-17	31,500	31,500	Direct
Common Stock	Option (Right to Buy)	$26.83	2007-08-20	2017-02-20	22,000	22,000	Direct
Common Stock	Stock Appreciation Right	$23.37	2008-08-19	2018-02-19	13,500	13,500	Direct
Common Stock	Stock Appreciation Right	$22.14	2010-02-17	2019-02-17	12,300	12,300	Direct
Common Stock	Stock Appreciation Right	$21.03	2011-02-16	2020-02-16	17,550	17,550	Direct
Common Stock	Stock Appreciation Right	$23.76	2012-03-15	2021-03-15	14,382	14,382	Direct
Common Stock	Stock Appreciation Right	$22.86	2013-02-20	2022-02-20	24,274	24,274	Direct
Common Stock	Stock Appreciation Right	$22.89	2014-02-19	2023-02-19	16,677	16,677	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2013-12-16	3,000	9,750	Direct
2014-12-14	25,095	25,095	Direct
2016-01-17	31,500	31,500	Direct
2017-02-20	22,000	22,000	Direct
2018-02-19	13,500	13,500	Direct
2019-02-17	12,300	12,300	Direct
2020-02-16	17,550	17,550	Direct
2021-03-15	14,382	14,382	Direct
2022-02-20	24,274	24,274	Direct
2023-02-19	16,677	16,677	Direct

Footnotes

Gift shares to son
Son acquired gifted shares