Filing Details
- Accession Number:
- 0001014776-13-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-25 11:39:41
- Reporting Period:
- 2013-06-24
- Filing Date:
- 2013-06-25
- Accepted Time:
- 2013-06-25 11:39:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793040 | Ellsworth Fund Ltd | ECF | (0) | 133345139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190030 | H Thomas Dinsmore | C/O Dinsmore Capital Management 65 Madison Ave Morristown NJ 07960 | Chairman And Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Beneficial Interest | Acquisiton | 2013-06-24 | 800 | $7.47 | 64,063 | No | 4 | P | Direct | |
Shares Of Beneficial Interest | Acquisiton | 2013-06-24 | 400 | $7.48 | 64,463 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Includes 809.0197 shares acquired on various dates in fiscal year 2013 under the ECF dividend reinvestment plan.In addition, the reporting person is the indirect beneficial owner of 6,823.7018 additional shares. These additional shares consist of:(i) 5,161.7701 shares owned by his wife, which the reporting person disclaims beneficial ownership of. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Includes 82.0151 shares acquired on various dates in fiscal year 2013 under the ECF dividend reinvestment plan, and(ii) 1,661.9317 shares held by a New Jersey Uniform Transfers to Minors Act trust for his daughter's benefit.