Filing Details
- Accession Number:
- 0001094739-13-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-24 19:24:55
- Reporting Period:
- 2013-06-20
- Filing Date:
- 2013-06-24
- Accepted Time:
- 2013-06-24 19:24:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094739 | Finisar Corp | FNSR | Semiconductors & Related Devices (3674) | 943038428 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378817 | Mark Colyar | 1389 Moffett Park Drive Sunnyvale CA 94089-1134 | Sr. Vp Operations/Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-20 | 12,162 | $3.36 | 127,802 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-20 | 14,066 | $15.78 | 113,736 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-06-20 | 2,520 | $15.80 | 111,216 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-20 | 12,162 | $0.00 | 12,162 | $3.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-08-12 | 2018-12-12 | No | 4 | M | Direct |
Footnotes
- Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on September 10, 2012.
- On June 20, 2013, the Reporting Person vested in 8,000 restricted stock units ("RSUs") and as a result acquired 8,000 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2011 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.