Filing Details
- Accession Number:
- 0001437749-13-008002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-24 18:11:02
- Reporting Period:
- 2013-06-21
- Filing Date:
- 2013-06-24
- Accepted Time:
- 2013-06-24 18:11:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094831 | Bgc Partners Inc. | BGCP | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 134063515 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1210301 | H John Dalton | C/O Bgc Partners, Inc. 499 Park Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-06-21 | 5,000 | $5.60 | 93,732 | No | 4 | P | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-06-21 | 5,000 | $5.61 | 98,732 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Purchased in open market transactions.
- Includes (i) 9,140 RSUs granted on June 4, 2013, of which 4,570 RSUs will vest on June 4, 2013 and 4,570 RSUs will vest on June 4, 2015; (ii) 15,198 RSUs granted on December 17, 2012, of which 7,599 RSUs will vest on December 17, 2013 and 7,599 RSUs will vest on December 17, 2014; and (iii) 4,266 RSUs granted on December 14, 2011, which will vest on December 14, 2013, provided that the reporting person continues to serve as a member of the Board of Directors.