Filing Details
- Accession Number:
- 0001396677-13-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-21 18:00:16
- Reporting Period:
- 2013-06-19
- Filing Date:
- 2013-06-21
- Accepted Time:
- 2013-06-21 18:00:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050007 | Nutraceutical International Corp | NUTR | Medicinal Chemicals & Botanical Products (2833) | 870515089 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1079725 | Ii W Frank Gay | Nutracetical International Corp 1400 Kearns Blvd 2Nd Fl. Park City UT 84060 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-19 | 401 | $12.32 | 733,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-19 | 401 | $20.25 | 733,399 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-21 | 5,471 | $12.32 | 738,870 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-21 | 5,471 | $20.25 | 733,399 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-06-19 | 401 | $0.00 | 401 | $12.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-06-21 | 5,471 | $0.00 | 5,471 | $12.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,320 | 2013-12-17 | No | 4 | M | Direct | |
| 20,849 | 2013-12-17 | No | 4 | M | Direct |
Footnotes
- Exercise of options expiring on December 17, 2013.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on June 7, 2013.
- The option vested in six equal installments every six months beginning on June 17, 2004.
Billionaire Hedge Funds
