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Home > Insider Trading > Filing (0001140361-13-026016)

Filing Details

Accession Number:: 0001140361-13-026016
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-21 16:09:41
Reporting Period:: 2013-06-20

Filing Date:: 2013-06-21
Accepted Time:: 2013-06-21 16:09:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
99614	Tri-Continental Corp	TY	(0)	135441850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1198287	L David King	225 Franklin Street Boston MA 02110		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Tri-Continental Corporation Common Stock	Acquisiton	2013-06-20	500	$17.76	85,500	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2013-06-20	2,300	$17.78	87,800	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2013-06-20	300	$17.78	88,100	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2013-06-20	2,000	$17.80	90,100	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2013-06-20	9,900	$17.80	100,000	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2013-06-20	199	$17.66	100,199	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2013-06-20	365	$17.67	100,564	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2013-06-20	800	$17.68	101,364	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2013-06-20	900	$17.69	102,264	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2013-06-20	12,736	$17.70	115,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct