Filing Details
- Accession Number:
- 0001217398-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-21 15:08:31
- Reporting Period:
- 2013-06-20
- Filing Date:
- 2013-06-21
- Accepted Time:
- 2013-06-21 15:08:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38067 | Forest City Enterprises Inc | FCEA/FCEB | Operators Of Nonresidential Buildings (6512) | 340863886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217398 | K Joan Shafran | 26 Landsdowne St. Cambridge MA 02139 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2013-06-20 | 40,000 | $17.63 | 109,050 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 354 | Indirect | See footnote |
| Class A Common Stock | 7,468 | Indirect | See footnote |
| Class A Common Stock | 8,920 | Indirect | See footnote |
| Class A Common Stock | 33,617 | Direct | |
| Class A Common Stock | 720 | Indirect | See footnote |
| Class A Common Stock | 37,156 | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 900 | 900 | Indirect |
| Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 1,879,908 | 1,879,908 | Indirect |
| Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 13,500 | 13,500 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1988-08-08 | 900 | 900 | Indirect |
| 1988-08-08 | 1,879,908 | 1,879,908 | Indirect |
| 1988-08-08 | 13,500 | 13,500 | Indirect |
Footnotes
- Held Indirect - by Powell Partners, of which Ms. Shafran is a general partner.
- Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share value due to a regular distribution to the beneficiary.
- Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share value due to a regular distribution to the beneficiary.
- Held by directly by Joan Shafran in a street account with Wells Fargo.
- Joan Shafran, Trustee - held in street account with Raymond James. The price $17.629 represents a weighed average of sales prices ranging from $17.47 per share to $17.79 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- Held Indirect by The Berimore Company, Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak.
- Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust.
- Held Indirect - General Partner of RMS, Ltd.
- Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Joan Shafran is a general partner of The Berimore Company along with siblings, Joseph Shafran and Paula Krulak.
- Held Indirect - Powell Partners.
- Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.
- Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
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