Filing Details
- Accession Number:
- 0001140361-13-025998
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-21 14:34:56
- Reporting Period:
- 2013-06-20
- Filing Date:
- 2013-06-21
- Accepted Time:
- 2013-06-21 14:34:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544261 | Yan Jin | 225 Franklin Street Boston MA 02110 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Acquisiton | 2013-06-20 | 300 | $17.80 | 1,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Billionaire Hedge Funds
