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Home > Insider Trading > Filing (0001225208-13-014689)

Filing Details

Accession Number:: 0001225208-13-014689
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-21 12:06:44
Reporting Period:: 2013-06-20

Filing Date:: 2013-06-21
Accepted Time:: 2013-06-21 12:06:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
316709	Schwab Charles Corp	SCHW	Security Brokers, Dealers & Flotation Companies (6211)	943025021

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1296424	E Carrie Dwyer	211 Main Street San Francisco CA 94105	Evp And General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-06-20	300	$15.00	90,367	No	4	M	Indirect	by Trust
Common Stock	Disposition	2013-06-20	300	$20.95	90,067	No	4	S	Indirect	by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	by Trust
No	4	S	Indirect	by Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2013-06-20	300	$0.00	300	$15.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
31,287	2011-08-02	2020-08-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,221	Indirect	by ESOP
Common Stock	8,805	Indirect	in Trust for Daughter
Common Stock	8,805	Indirect	in Trust for Son

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013.