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Filing Details

Accession Number:: 0001179110-13-010701
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-20 20:28:23
Reporting Period:: 2013-06-18

Filing Date:: 2013-06-20
Accepted Time:: 2013-06-20 20:28:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1211351	New York & Company Inc.	NWY	Retail-Women's Clothing Stores (5621)	331031445

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238220	J Gregory Scott	450 West 33Rd Street 5Th Floor New York NY 10001	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-06-18	50,000	$3.80	350,000	No	4	M	Direct
Common Stock	Disposition	2013-06-18	31,667	$6.00	318,333	No	4	D	Direct
Common Stock	Disposition	2013-06-18	7,557	$6.00	310,776	No	4	F	Direct
Common Stock	Disposition	2013-06-18	10,776	$6.00	300,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2013-06-18	50,000	$0.00	50,000	$3.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
700,000		2020-06-01	No	4	M	Direct

Footnotes

Represents shares of common stock received upon exercise of stock appreciation rights ("SARs") pursuant to the reporting person's 10b5-1 plan, which commenced on May 27, 2013 under Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
Represents disposition of shares to the Company deemed to occur upon the exercise of the SARs.
Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon exercise of SARs.
Includes 100,000 shares of restricted stock which vest on April 16, 2015 and 200,000 shares of performance-based restricted stock which vest on the third anniversary of the grant date, subject to the Company achieving minimum, target and maximum operating income levels. The minimum and maximum thresholds for the performance based restricted stock are 80% and 110%, respectively, of the operating income target. If operating income falls below the minimum threshold, all of the restricted shares will be forfeited. If the operating income achieved is between the minimum threshold and the target, the reporting person will receive between 20,000 and 100,000 shares of common stock. If the operating income achieved is between the target and maximum threshold, the reporting person will receive between 100,000 and 200,000 shares of common stock.
The SARs vest in four equal annual installments on the following dates: 187,500 SARs on June 1, 2011; 187,500 SARs on June 1, 2012; 187,500 on June 1, 2013; and 187,500 on June 1, 2014. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.