Filing Details
- Accession Number:
- 0001140361-13-025908
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-20 19:04:44
- Reporting Period:
- 2013-06-18
- Filing Date:
- 2013-06-20
- Accepted Time:
- 2013-06-20 19:04:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1486800 | Higher One Holdings Inc. | ONE | Services-Business Services, Nec (7389) | 263025501 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1493942 | F Robert Reach | C/O Higher One Holdings, Inc. 115 Munson Street New Haven CT 06511 | Chief Sales Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-18 | 5,640 | $2.67 | 7,919 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-18 | 5,640 | $11.50 | 2,279 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-19 | 4,360 | $2.67 | 6,639 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-19 | 4,360 | $11.50 | 2,279 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-18 | 5,640 | $0.00 | 5,640 | $2.67 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-19 | 4,360 | $0.00 | 4,360 | $2.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 64,539 | 2012-12-07 | 2017-12-06 | No | 4 | M | Direct |
| 60,179 | 2012-12-07 | 2017-12-06 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2013.
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