Filing Details
- Accession Number:
- 0001313606-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-20 17:23:51
- Reporting Period:
- 2013-06-20
- Filing Date:
- 2013-06-20
- Accepted Time:
- 2013-06-20 17:23:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1096339 | Saratoga Resources Inc | SARA | Oil & Gas Field Exploration Services (1382) | 760314489 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1350050 | Kevin Smith | 14003 Cherry Mound Road Houston TX 77077 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-06-20 | 8,000 | $1.73 | 12,000 | No | 4 | S | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 183,473 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $0.36 | 2009-03-12 | 2019-03-12 | 25,000 | 25,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $3.00 | 2010-04-14 | 2020-04-14 | 25,000 | 25,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $3.05 | 2011-03-08 | 2018-03-08 | 35,000 | 35,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.65 | 2012-06-18 | 2019-06-17 | 35,000 | 35,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $2.18 | 2013-06-10 | 2020-06-09 | 35,000 | 35,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-03-12 | 25,000 | 25,000 | Direct |
| 2020-04-14 | 25,000 | 25,000 | Direct |
| 2018-03-08 | 35,000 | 35,000 | Direct |
| 2019-06-17 | 35,000 | 35,000 | Direct |
| 2020-06-09 | 35,000 | 35,000 | Direct |
Footnotes
- Beneficial ownership is disclaimed by Mr. Smith.
- Date shown is grant date. Option vests 50% on grant date and 50% on first anniversary of grant date.
Billionaire Hedge Funds
