Filing Details
- Accession Number:
- 0001181431-13-036039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-20 17:19:43
- Reporting Period:
- 2013-06-18
- Filing Date:
- 2013-06-20
- Accepted Time:
- 2013-06-20 17:19:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1272706 | C Boon Ooi | C/O Avago Technologies Us Inc. 350 West Trimble Road San Jose CA 95131 | Svp, Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2013-06-18 | 35,000 | $8.12 | 81,030 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2013-06-18 | 35,000 | $8.12 | 116,030 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2013-06-18 | 70,000 | $38.50 | 46,030 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Options (right to buy) | Disposition | 2013-06-18 | 35,000 | $0.00 | 35,000 | $8.12 |
Ordinary Shares | Employee Stock Options (right to buy) | Disposition | 2013-06-18 | 35,000 | $0.00 | 35,000 | $8.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,000 | 2019-01-14 | No | 4 | M | Direct | |
35,000 | 2019-01-14 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2012.
- Includes 708 shares acquired under the Avago Technologies Limited Employee Share Purchase Plan on March 14, 2013.
- The option vests with respect to 20% of the shares subject thereto on each anniversary of January 15, 2009, such that the option will be fully vested and exercisable on January 15, 2014.
- The option vests with respect to 20% of the shares subject thereto (each such amount, a "Tranche") on each anniversary of January 15, 2009, provided that certain annual performance milestones are achieved, such that the option could be fully vested and exercisable on January 15, 2014. If annual performance milestones for a particular year are not met, the Tranche to which such performance milestones apply will vest on the date that is two years after the date on which such Tranche would have vested had the relevant annual performance milestones been met. In addition, any Tranche that does not vest in any given year may vest in a subsequent year if performance in such subsequent year exceeds the performance milestones for that year. As of January 15, 2013, 35,000 shares were vested and exercisable.