Filing Details
- Accession Number:
- 0001206774-13-002217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-20 17:12:48
- Reporting Period:
- 2013-06-18
- Filing Date:
- 2013-06-20
- Accepted Time:
- 2013-06-20 17:12:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 75829 | Pall Corp | PLL | General Industrial Machinery & Equipment, Nec (3569) | 111541330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1381622 | B Francis Moschella | C/O Pall Corporation, 25 Harbor Park Drive, Port Washington NY 11050 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-18 | 1,325 | $28.11 | 1,325 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-18 | 1,325 | $69.57 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-18 | 4,281 | $37.22 | 4,281 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-18 | 4,281 | $69.60 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-06-18 | 663 | $0.00 | 663 | $28.11 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-06-18 | 662 | $0.00 | 662 | $28.11 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-06-18 | 1,427 | $0.00 | 1,427 | $37.22 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-06-18 | 1,427 | $0.00 | 1,427 | $37.22 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-06-18 | 1,427 | $0.00 | 1,427 | $37.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-07-16 | 2016-07-16 | No | 4 | M | Direct |
| 0 | 2012-07-16 | 2016-07-16 | No | 4 | M | Direct |
| 0 | 2011-01-20 | 2017-01-20 | No | 4 | M | Direct |
| 0 | 2012-01-20 | 2017-01-20 | No | 4 | M | Direct |
| 0 | 2013-01-20 | 2017-01-20 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $69.57 - $69.61. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transaction was affected.
- This transaction was executed in multiple trades at prices ranging from $69.59 - $69.62. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transaction was affected.
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