Filing Details
- Accession Number:
- 0001181431-13-036017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-20 17:51:12
- Reporting Period:
- 2013-06-18
- Filing Date:
- 2013-06-20
- Accepted Time:
- 2013-06-20 16:51:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1244183 | Pimco Income Strategy Fund | PFL | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201891 | H William Gross | C/O Pimco 840 Newport Center Drive, Suite 100 Newport Beach CA 92660 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-06-18 | 36,826 | $12.32 | 38,174 | No | 4 | S | Indirect | BY CHILD TRUST #5 |
Common Stock | Disposition | 2013-06-19 | 22,674 | $12.18 | 15,500 | No | 4 | S | Indirect | BY CHILD TRUST #5 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | BY CHILD TRUST #5 |
No | 4 | S | Indirect | BY CHILD TRUST #5 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,726 | Indirect | BY SPOUSE |
Common Stock | 90,000 | Indirect | BY CHILD TRUST #9 |
Common Stock | 690,558 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.31 to $12.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.07 to $12.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.