Filing Details
- Accession Number:
- 0000914190-13-000407
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-20 16:15:15
- Reporting Period:
- 2013-06-18
- Filing Date:
- 2013-06-20
- Accepted Time:
- 2013-06-20 16:15:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719866 | Arctic Cat Inc | ACAT | Miscellaneous Transportation Equipment (3790) | 411443470 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1443825 | Claude Jordan | 505 North Highway 169 Suite 1000 Plymouth MN 55441 | Chairman, President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-17 | 53 | $46.87 | 36,898 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2013-06-18 | 69,079 | $9.88 | 105,977 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-06-18 | 14,447 | $47.46 | 91,530 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-06-18 | 20,214 | $47.46 | 71,316 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-06-18 | 34,418 | $47.24 | 36,898 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | L | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-06-18 | 69,079 | $0.00 | 69,079 | $9.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
921 | 2018-08-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 267 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $6.26 | 2019-08-06 | 35,560 | 35,560 | Direct | |
Common Stock | Stock Option (Right to Buy) | $10.79 | 2020-04-01 | 105,000 | 105,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $14.68 | 2021-01-01 | 5,300 | 5,300 | Direct | |
Common Stock | Stock Option (Right to Buy) | $15.77 | 2021-04-01 | 83,228 | 83,228 | Direct | |
Common Stock | Stock Option (Right to Buy) | $43.79 | 2022-04-02 | 26,761 | 26,761 | Direct | |
Common Stock | Stock Option (Right to Buy) | $42.99 | 2023-04-01 | 42,115 | 42,115 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-08-06 | 35,560 | 35,560 | Direct |
2020-04-01 | 105,000 | 105,000 | Direct |
2021-01-01 | 5,300 | 5,300 | Direct |
2021-04-01 | 83,228 | 83,228 | Direct |
2022-04-02 | 26,761 | 26,761 | Direct |
2023-04-01 | 42,115 | 42,115 | Direct |
Footnotes
- Includes (i) 3,336 restricted stock units vest on 4/1/14; (ii) 2,856 restricted stock units vest 1,426 shares on 4/2/14 and 1,430 shares on 4/2/15; and (iii) 5,615 restricted stock units that vest 1,871 shares on 4/1/14 and 1,872 shares on 4/1/15 and 4/1/16.
- Includes 53.4201 shares acquired on 6/17/13, under the reporting person's dividend reinvestment plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.17 to $47.53 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Fully exercisable.
- Vests in three equal annual installments beginning on 1/1/12.
- Vests in three equal annual installments beginning on 4/1/12.
- Vests in three equal annual installments beginning on 4/2/13.
- Vests in three equal annual installments beginning on 4/1/14.