Filing Details
- Accession Number:
- 0001181431-13-035926
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-06-20 14:44:09
- Reporting Period:
- 2013-06-14
- Filing Date:
- 2013-06-20
- Accepted Time:
- 2013-06-20 14:44:09
- Original Submission Date:
- 2013-06-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528831 | N Kristine Tatsutani | 4698 Willow Road Pleasanton CA 94588 | Cso, Svp Of Reg.,Clinical & Qa | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-14 | 14,127 | $2.83 | 44,896 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-14 | 14,127 | $5.80 | 30,769 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-17 | 4,413 | $2.83 | 35,182 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-17 | 4,413 | $5.80 | 30,769 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2013-06-14 | 14,127 | $0.00 | 5,696 | $2.83 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2012-06-17 | 4,413 | $0.00 | 12,119 | $2.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 94,429 | 2021-05-17 | No | 4 | M | Direct | |
| 82,310 | 2021-05-17 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 13, 2012.
- 25% of the granted 117,696 shares became exercisable on 5/18/2012. The remaining vests in a series of 36 equal monthly installments; provided the Reporting Person continues to provide service to ZELTIQ Aesthetics, Inc.
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