Filing Details
- Accession Number:
- 0001291668-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-20 11:50:24
- Reporting Period:
- 2013-06-18
- Filing Date:
- 2013-06-20
- Accepted Time:
- 2013-06-20 11:50:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1163389 | New Peoples Bankshares Inc | NWPP | State Commercial Banks (6022) | 311804543 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1291668 | L Harold Keene | New Peoples Bankshares, Inc. 67 Commerce Drive Honaker VA 24260 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-18 | 275,000 | $1.50 | 3,012,089 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 700,000 | Indirect | H L Keene LLC |
| Common Stock | 500 | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant | $1.75 | 2012-12-20 | 2017-12-20 | 307,601 | 307,601 | Direct |
| Common Stock | Common Stock Warrant | $1.75 | 2012-09-19 | 2017-09-19 | 370,926 | 370,926 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-20 | 307,601 | 307,601 | Direct |
| 2017-09-19 | 370,926 | 370,926 | Direct |
Billionaire Hedge Funds
