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Filing Details

Accession Number:: 0000049071-13-000089
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-06-20 08:48:38
Reporting Period:: 2013-06-18

Filing Date:: 2013-06-20
Accepted Time:: 2013-06-20 08:48:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1561149	D Elizabeth Bierbower	Humana Inc. 500 West Main Street Louisville KY 40202	Segment Pres., Employer Group	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2013-06-18	18,000	$21.28	25,868	No	4	M	Direct
Humana Common	Acquisiton	2013-06-18	4,605	$62.10	30,473	No	4	M	Direct
Humana Common	Disposition	2013-06-18	5,967	$82.87	24,506	No	4	F	Direct
Humana Common	Disposition	2013-06-18	8,033	$83.29	16,473	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2013-06-18	18,000	$0.00	18,000	$21.28
Humana Common	Options	Disposition	2013-06-18	4,605	$0.00	4,605	$62.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2014-02-24	No	4	M	Direct
0		2014-02-22	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$69.48	2015-02-21	6,063	6,063	Direct
Humana Common	Options	$45.98	2015-04-01	17,673	17,673	Direct
Humana Common	Options	$41.83	2016-02-19	6,981	6,981	Direct
Humana Common	Options	$79.66	2019-06-20	5,411	5,411	Direct
Humana Common	Options	$72.84	2020-02-20	5,200	5,200	Direct
Humana Common	Restricted Stock Units	$0.17		2,860	2,860	Direct
Humana Common	Restricted Stock Units	$0.00		1,692	1,692	Direct
Humana Common	Restricted Stock Units	$0.00		1,883	1,883	Direct
Humana Common	Restricted Stock Units	$0.00		1,716	1,716	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-02-21	6,063	6,063	Direct
2015-04-01	17,673	17,673	Direct
2016-02-19	6,981	6,981	Direct
2019-06-20	5,411	5,411	Direct
2020-02-20	5,200	5,200	Direct
	2,860	2,860	Direct
	1,692	1,692	Direct
	1,883	1,883	Direct
	1,716	1,716	Direct

Footnotes

Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Non-Qualified stock options granted to reporting person on 2/24/04, 100% vested.
Non-Qualified stock options granted to reporting person on 2/22/07, 100% vested.
Non-Qualified stock options granted to reporting person on 2/21/08, 100% vested.
Non-Qualified stock options granted to reporting person on 4/1/08, vesting in three increments from 4/1/11 to 4/1/13.
Non-Qualified stock options granted to reporting person on 2/19/09, 100% vested.
Non-Qualified stock options granted to reporting person on 6/20/12, vesting in three increments from 6/20/13 to 6/20/15.
Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
Restricted stock units granted to reporting person on 6/20/12, 100% of the award is vesting on 6/20/15.
Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
Prices ranging from $83.2800 to $83.2900.