Filing Details
- Accession Number:
- 0001396677-13-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-19 18:09:43
- Reporting Period:
- 2013-06-17
- Filing Date:
- 2013-06-19
- Accepted Time:
- 2013-06-19 18:09:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050007 | Nutraceutical International Corp | NUTR | Medicinal Chemicals & Botanical Products (2833) | 870515089 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1276716 | Kimo J Esplin | C/O Nutraceutical International Corp 1400 Kearns Blvd Park City UT 84060 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-17 | 1,814 | $11.53 | 7,114 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-17 | 1,814 | $20.09 | 5,300 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-18 | 5,686 | $11.53 | 10,986 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-18 | 5,686 | $20.01 | 5,300 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-06-18 | 2,500 | $11.53 | 7,800 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option | Disposition | 2013-06-17 | 1,814 | $0.00 | 1,814 | $11.53 |
| Common Stock | Director Stock Option | Disposition | 2013-06-18 | 8,186 | $0.00 | 8,186 | $11.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,186 | 2014-01-09 | No | 4 | M | Direct | |
| 0 | 2014-01-09 | No | 4 | M | Direct |
Footnotes
- Exercise of options expiring on January 9, 2014.
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $20.0000 to $20.27. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $20.0000 to $20.0134. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vested in twelve equal installments every three months beginning on March 31, 2004.
Billionaire Hedge Funds
