Filing Details
- Accession Number:
- 0001079974-13-000320
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-19 13:11:56
- Reporting Period:
- 2010-12-02
- Filing Date:
- 2013-06-19
- Accepted Time:
- 2013-06-19 13:11:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389870 | Omni Bio Pharmaceutical Inc. | OMBP | Biological Products, (No Disgnostic Substances) (2836) | 208097969 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1377756 | Boco Investments Llc | 262 E. Mountain Ave. Fort Collins CO 80524 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-02 | 725,000 | $0.25 | 3,134,000 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-04-08 | 2,000,000 | $0.25 | 5,134,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-05-30 | 2,000,000 | $0.25 | 7,134,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (Right to Buy) | Disposition | 2010-12-02 | 725,000 | $0.00 | 725,000 | $0.25 |
Common Stock | Convertible Note | Acquisiton | 2012-10-31 | 2,400,000 | $600,000.00 | 2,400,000 | $0.25 |
Common Stock | Warrant (Right to Buy) | Acquisiton | 2012-10-31 | 600,000 | $0.00 | 600,000 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-03-31 | 2013-12-31 | No | 4 | X | Direct |
2,400,000 | 2012-10-31 | 2015-10-31 | No | 4 | P | Direct |
3,000,000 | 2012-10-31 | 2017-10-31 | No | 4 | P | Direct |
Footnotes
- The Warrant, as with others held by Reporting Person , becomes exercisable to the extent that such exercise or conversion would not result in aggregate Beneficial Ownership of greater than 19.99%. The number shown in #9 reflects Beneficial Ownership as determined in accordance with Exchange Act Section 13(d).
- The Reporting Person purchased a Convertible Promissory Note in the principal amount of $600,000. The Note bears interest at an annual rate of 10% and may be paid in cash and/or shares of the Company's common stock at the initial rate of $1.00 per share ("Conversion Rate"). The Conversion Rate is subject to adjustment based on subsequent Company financings and, at present, equals $0.25 per share of the Company's Common Stock.
- In conjunction with Convertible Promissory Note referenced in Footnote 2, the Reporting Person received a Warrant to purchase 600,000 shares of the Company's common stock at an exercise price of $1.50 per share. The number of shares that be purchased under the Warrant may change due to anti-dilution provisions.