Filing Details

Accession Number:
0001079974-13-000320
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-06-19 13:11:56
Reporting Period:
2010-12-02
Filing Date:
2013-06-19
Accepted Time:
2013-06-19 13:11:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389870 Omni Bio Pharmaceutical Inc. OMBP Biological Products, (No Disgnostic Substances) (2836) 208097969
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1377756 Boco Investments Llc 262 E. Mountain Ave.
Fort Collins CO 80524
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-02 725,000 $0.25 3,134,000 No 4 C Direct
Common Stock Acquisiton 2013-04-08 2,000,000 $0.25 5,134,000 No 4 P Direct
Common Stock Acquisiton 2013-05-30 2,000,000 $0.25 7,134,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Disposition 2010-12-02 725,000 $0.00 725,000 $0.25
Common Stock Convertible Note Acquisiton 2012-10-31 2,400,000 $600,000.00 2,400,000 $0.25
Common Stock Warrant (Right to Buy) Acquisiton 2012-10-31 600,000 $0.00 600,000 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-03-31 2013-12-31 No 4 X Direct
2,400,000 2012-10-31 2015-10-31 No 4 P Direct
3,000,000 2012-10-31 2017-10-31 No 4 P Direct
Footnotes
  1. The Warrant, as with others held by Reporting Person , becomes exercisable to the extent that such exercise or conversion would not result in aggregate Beneficial Ownership of greater than 19.99%. The number shown in #9 reflects Beneficial Ownership as determined in accordance with Exchange Act Section 13(d).
  2. The Reporting Person purchased a Convertible Promissory Note in the principal amount of $600,000. The Note bears interest at an annual rate of 10% and may be paid in cash and/or shares of the Company's common stock at the initial rate of $1.00 per share ("Conversion Rate"). The Conversion Rate is subject to adjustment based on subsequent Company financings and, at present, equals $0.25 per share of the Company's Common Stock.
  3. In conjunction with Convertible Promissory Note referenced in Footnote 2, the Reporting Person received a Warrant to purchase 600,000 shares of the Company's common stock at an exercise price of $1.50 per share. The number of shares that be purchased under the Warrant may change due to anti-dilution provisions.